At MFS, you will find a culture that supports you in doing what you do best. Our employees work together to reach better outcomes, favoring the strongest idea over the strongest individual. We put people first and demonstrate care and compassion for our community and each other. Because what we do matters to us as valued professionals and to the millions of people and ins

Risk & Compliance Compliance Coordinator, Diligence Job ID 87655 Who You'll Work With You will be based in Tampa, Phoenix, Boston or Atlanta and report to the Compliance Manager, COE Diligence, Americas who is based in Tampa, Florida. You will be part of McKinsey's Client Service Compliance pillar which forms part of the firm's Ethics & Compliance Group, whose mission is

Provide review and drafting support for fund disclosure and reporting documents, working with an assigned attorney and in a document production tool, for mutual fund and ETF SEC registration statements (including, but not limited to, prospectuses, statements of additional information, supplements and Part Cs). Distribute SEC registration documents for comment; analyze, pr

Maintain a thorough understanding of Allspring's global business activities and its policies and procedures, including the Code of Ethics and relevant policies to manage conduct risk Perform daily and periodic conduct risk monitoring activities and forensic testing, including monitoring of personal investments, outside business activities, gifts and entertainment, politic

Support compliance's review and approval of advisor/broker dealer and international marketing materials and various other electronic communications to ensure compliance with firm and regulatory requirements. Lead and manage projects with minimal supervision related to marketing communications. Experience with working with all levels of the organization to provide the busi

Support the centralized monitoring program by performing risk based testing and oversight reviews, electronic communication monitoring, and market abuse testing. Identify, escalate, address, and validate potential policy violations identified through monitoring activities. Partner with business and compliance colleagues to enhance and develop compliance controls and new c

Manage the firm's books and records requirements Assist in supporting the NFA/CFTC program Complete international and domestic regulatory filings and reporting Work effectively with Compliance and business line subject matter experts to implement and maintain compliance program activities Communicate, escalate, address and validate issues identified during compliance prog

Assists the Research Integrity Officer (RIO) and other team members with research integrity investigations. Receives, investigates, documents, and tracks research integrity complaints from workforce members, patients and/or family members. Coordinates with stakeholders, including HR, to develop and implement timely responses to issue reported including corrective action p

Designs, leads, executes and manages Needham Bank's day to day compliance testing & monitoring function for all regulations, while providing oversight of quality control processes for/within business lines across the Bank. Develops/drives reporting and MIS to inform management of the results of risk monitoring activities. Promotes and supports the Bank's strong control an

Life Unlimited. At Smith+Nephew we design and manufacture technology that takes the limits off living. This role will be focused on the continuously growing Sports Medicine franchise at Smith + Nephew that serves our patients and customers to live Life Unlimited. This position is ideal for an eager regulatory affairs professional. In this role, you will support regulatory

About the Team WEX is seeking a Regulatory Compliance Analyst to join their growing global Risk and Compliance organization, supporting the overall compliance and risk management program for WEX Health.The successful candidate will act as a resource to assist in the building, support, and maintenance of a consistent and scalable regulatory framework for WEX Health, with a

Vaco has partnered with our client to hire an AML/KYC Compliance Analyst to join their team! This is a consultant role that will run thorough the end of 2024. Responsibilities Reviews potential fraud and financial crime activity in the transfer agency system and directs the ideaon risk mitigation, incident research, and problem resolution Demonstrate professional writing

Vaco has partnered with our client to hire an AML/KYC Compliance Analyst to join their team! This is a consultant role that will run thorough the end of 2024. Where Boston MA (hybrid, 3 days onsite, 2 remote/week) When Immediate need Pay commensurate with experience Responsibilities Reviews potential fraud and financial crime activity in the transfer agency system and dir

Vaco has partnered with our client to hire an AML/KYC Compliance Analyst to join their team! This is a consultant role that will run thorough the end of 2024. Where Boston MA (hybrid, 3 days onsite, 2 remote/week) When Immediate need Pay commensurate with experience Responsibilities Reviews potential fraud and financial crime activity in the transfer agency system and dir

Vaco Boston has partnered with a global investment manager that is seeking a Director of Compliance. Responsibilities Preparing materials and briefing notes for the chair of the Investment Committee. Staying current on regulatory developments applicable to investment advisers, mutual funds, and broker/dealers, including the impact of banking regulations and non US regulat